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Limited-Scope Audits of 401(k) Plans 4173269C
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Auditing 401(k) Plans is focused on limited-scope audits which comprise over 80% of the audits filed with the Department of Labor. We will take a practical, hands-on approach to performing these engagements in a manner that complies with all professional requirements.

9/7/2017
When: 7:30 AM to 3:00 PM
Where: Webinar/Webcast
CALCPA
4173269C
United States
Presenter: Howard Sibelman
Contact: April Deneault
801-466-10361


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Curriculums:   Auditing

NASBA Credit Category:  Auditing

CPE Hours:  8

Description

Auditing 401(k) Plans is focused on "limited-scope" audits which comprise over 80% of the audits filed with the Department of Labor. We will take a practical, hands-on approach to performing these engagements in a manner that complies with all professional requirements.

Materials are provided as an ebook for this course.



Major Subjects

  • Requirements to meet when the client selects the "limited-scope" audit option.
  • Testing participant data.
  • AICPA Audit and Accounting Guide "Employee Benefit Plans."

Objectives

  • Identify the requirements CPAs should follow when performing an audit of a 401(k) plan.
  • Recognize the authoritative literature applicable to performing an audit of a 401(k) plan.
  • Become familiar with the contents of the authoritative literature.
  • Identify the trends in the profession and recognize the imminent changes to the professional landscape of performing audits of 401(k) plans.

Level:  Beginning

Designed For

CPAs that perform audits of 401(k) plans.

Advanced Prep:

None required but reviewing the EBP AA Guide in advance would be helpful.

Prerequisite

None.

Price:

Members: $245

Nonmembers: $375

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